CEE 340 · Advanced Foundation Engineering · Ch. 2

Soil Investigation Techniques

Every number in every other chapter — c', φ', γ, Cc, cv — came from somewhere. This chapter is that somewhere. It is the only part of geotechnical engineering where you are allowed to find out what the ground actually is, instead of assuming.

Boring & Sampling SPT Corrections CPT Vane Shear
01

The Cheapest Insurance in Construction

A site investigation typically costs well under 1% of project value. Foundation problems — discovered after construction starts — routinely cost many times that, and they are the single most common source of construction claims and delays.

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A surgeon who skips the scan. You would not accept an operation planned entirely from the outside of the body, however experienced the surgeon. Boreholes are the scan. Skipping them doesn't remove the uncertainty about what is underground — it just moves the moment you discover it to the most expensive possible point, when the excavator is already on site.
Core Idea

The purpose of subsoil exploration is to determine the stratigraphy (what layers, how thick), the engineering properties of each layer, and the groundwater regime — with enough coverage to be confident the ground between boreholes behaves like the ground in them.

02

Phases of an Investigation

Phase 1

Reconnaissance

Desk study and site walkover: geological maps, aerial photographs, records of nearby construction, groundwater data, and evidence you can see — cracked adjacent buildings, seepage, old fill, slope movement.

Phase 2

Preliminary exploration

A small number of boreholes to establish the broad picture: how many layers, roughly how thick, where the water table is. Enough to plan the detailed programme intelligently.

Phase 3

Detailed exploration

Full borehole grid with in-situ testing and undisturbed sampling for laboratory work, targeted at the layers that will actually govern the design.

Phases exist because information changes the plan. You cannot sensibly decide where to take undisturbed samples until you know where the soft layer is. An investigation designed entirely in advance either over-samples the irrelevant layers or misses the critical one.
03

How Deep, How Many, How Far Apart

Depth — the stress criterion

Bore deep enough that the load no longer matters. Two common rules, take the shallower:

\[ \Delta\sigma \le 0.1\,q \qquad\text{or}\qquad \Delta\sigma \le 0.05\,\sigma'_0 \]

Below that depth the added stress is a rounding error, so deeper drilling buys nothing.

Depth — Sowers' rule of thumb
\[ D_b = C\,S^{0.7} \]

S = number of storeys; C = 3 m for light steel / narrow concrete buildings, 6 m for heavy steel / wide concrete. A quick first estimate before you have any stress calculation.

Multistorey buildings10 – 30 m spacing
One-storey / industrial20 – 60 m spacing
Highways250 – 500 m spacing
Earth dams20 – 50 m spacing
Always bore deeper ifsoft/organic layers continue
Bedrock encounteredcore at least 3 m to confirm
The bedrock trap: hitting something hard is not proof of bedrock. It may be a boulder, a cemented lens, or a layer of old fill with soft ground beneath. That is why practice requires coring several metres into "rock" — foundations have been founded on boulders sitting in soft clay.
04

Boring Methods

Auger boring

Hand or power auger

Simple and cheap, for shallow depths in cohesive soil above the water table. Hollow-stem augers are the workhorse: the hollow centre keeps the hole open so you can sample straight down the middle without casing.

Wash boring

Water jet and casing

Water pumped down a drill rod jets soil loose and carries cuttings up. Cheap and can go deep, but the returned material is thoroughly disturbed — useful for advancing the hole, not for identifying soil precisely.

Rotary drilling

Rotating bit with drilling fluid

The method of choice for deep holes and for rock coring. Drilling mud stabilises the borehole wall, which matters below the water table and in granular soil.

Percussion drilling

Repeated impact

For hard ground, cobbles, boulders and rock where other methods stall. Very disturbing to the soil — sampling quality is poor.

05

Sampling & Disturbance

Every sample is disturbed to some degree; the question is how much, and whether what you plan to measure survives it.

Disturbed samples

Split-spoon (SPT sampler)

Structure is destroyed, but grain sizes and moisture survive. Fine for classification, Atterberg limits, grain-size distribution and compaction tests. Useless for strength or compressibility, which depend on the fabric you just wrecked.

Undisturbed samples

Shelby tube (thin-walled)

A thin steel tube pushed (never driven) into clay, preserving structure well enough for triaxial and consolidation testing. This is where Cc, cv and cu come from — the numbers driving the settlement chapter.

The area ratio — how you judge a sampler
\[ A_R(\%) = \frac{D_o^2 - D_i^2}{D_i^2}\times 100 \le 10\% \]

The tube has to shove aside a volume of soil equal to its own wall. A thick wall displaces more soil and disturbs more of what it captures. A Shelby tube achieves roughly 10%; a split-spoon sampler is above 100%, which is exactly why it cannot give undisturbed samples.

06

The Standard Penetration Test

Drive a standard split-spoon sampler into the base of the borehole with a 63.5 kg hammer falling 760 mm. Count blows for three 150 mm increments; discard the first (disturbed by drilling) and N = the sum of the second and third. It is crude, it is the most widely used in-situ test in the world, and almost every empirical correlation in foundation engineering is built on it.

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It is a standardised way of hitting the ground and counting. That is genuinely all it is. Its value is not precision — it is that millions of tests have been performed the same way beside structures whose performance is known, so the correlations are empirically anchored even though the physics is crude.
Correction 1 — energy

N → N₆₀

Different rigs deliver wildly different fractions of the theoretical hammer energy — a donut hammer might deliver 45%, a modern automatic trip hammer 80%. Results are normalised to 60% efficiency.

\[ N_{60} = \frac{N\,\eta_H\,\eta_B\,\eta_S\,\eta_R}{60} \]

ηH hammer efficiency, ηB borehole diameter, ηS sampler, ηR rod length — all as percentages.

Correction 2 — overburden

N₆₀ → (N₁)₆₀

The same sand gives a higher blow count when it is deeper, simply because it is more confined — not because it is denser. To compare density between depths, normalise to a reference stress of 100 kPa.

\[ C_N = \sqrt{\frac{p_a}{\sigma'_0}}, \qquad (N_1)_{60} = C_N N_{60} \]

Liao & Whitman. Apply only in granular soil.

Order matters and so does soil type. Energy correction always; overburden correction only in sand, and only after the energy correction. Reporting a raw N value without saying which corrections were applied is the most common way SPT data gets misused.
Core Idea

Once you have (N1)60, correlations give you design parameters: relative density \( D_r \approx \sqrt{(N_1)_{60}/60} \), friction angle \( \phi' \approx 27.1 + 0.3(N_1)_{60} - 0.00054(N_1)_{60}^2 \), and for clay a rough \( c_u \approx 6N_{60} \) kPa — though for clay you should be sampling and testing, not correlating.

07

SPT Correction Calculator

Take a field blow count all the way through to design parameters, one correction at a time.

08

CPT & Vane Shear

Cone Penetration Test

Push, don't hammer

A 60° cone of 10 cm² area is pushed in at 20 mm/s while load cells continuously record cone resistance qc and sleeve friction fs. The friction ratio \( F_r = f_s/q_c \times 100\% \) identifies soil type: low ratio means sand, high ratio means clay.

Advantages: continuous profile rather than a reading every 1.5 m, repeatable, no operator effect. Disadvantage: brings up no sample, and cannot penetrate gravel.

Vane Shear Test

Undrained strength, in place

A four-bladed vane is pushed into soft clay and rotated until the soil shears on a cylindrical surface. The peak torque gives undrained shear strength directly, with no sampling disturbance at all.

\[ c_u = \frac{T}{\pi\left(\frac{d^2 h}{2} + \frac{d^3}{6}\right)} \]

Apply Bjerrum's correction factor λ (which falls with plasticity index) before design use — the raw vane value is generally unconservative.

They complement rather than compete. CPT gives a continuous, objective stratigraphy; boreholes with SPT and Shelby tubes give you material you can actually test in a laboratory. Serious investigations use both — CPT to map the layers, boreholes to characterise them.
09

The Boring Log

The borehole log is the deliverable that every later chapter consumes. It must record depth and description of each stratum, sample type and depth, SPT N values, groundwater level (both on encountering it and after standing), and the drilling method.

A Typical Log

Fill / topsoil Soft grey CLAY — Shelby @ 3 m Medium dense SAND — N = 18 Weathered rock GWT 0 m 5 m 9 m

Record what you observed, not what you concluded. Interpretation belongs in the report; the log is evidence, and it will be read years later by people who were not on site.

10

Worked Examples

Example 1

Full SPT Correction Chain

Problem: A field SPT in sand at 6 m depth gives N = 18. A safety hammer with rope and pulley was used (ηH = 60%), borehole 150 mm (ηB = 105%), rods 5 m (ηR = 85%), standard sampler (ηS = 100%). Effective overburden at that depth is 95 kPa. Find N60, (N1)60, φ' and Dr.

1
Energy correction: \( N_{60} = \dfrac{18 \times 60 \times 1.05 \times 1.00 \times 0.85}{60} = 16.1 \)
2
Overburden factor: \( C_N = \sqrt{100/95} = 1.026 \)
3
Normalised value: \( (N_1)_{60} = 1.026 \times 16.1 = 16.5 \)
4
Friction angle: \( \phi' = 27.1 + 0.3(16.5) - 0.00054(16.5)^2 = 31.9^\circ \)
5
Relative density: \( D_r = \sqrt{16.5/60} = 0.52 = 52\% \) — medium dense
Answer: N60 = 16.1, (N1)60 = 16.5, φ' ≈ 32°, Dr ≈ 52% (medium dense). Note the raw N = 18 would have overstated the soil; the corrections matter.
Example 2

Depth of Boring

Problem: A 6-storey reinforced concrete building with a relatively wide footprint is planned. Estimate the required borehole depth using Sowers' rule.

1
Heavy concrete building with wide spacing → use C = 6 m.
2
\( D_b = C S^{0.7} = 6 \times 6^{0.7} \). Since \( 6^{0.7} = 3.51 \), \( D_b = 21.1\text{m} \)
3
Cross-check with the stress rule: bore until \( \Delta\sigma \le 0.1q \). For a wide loaded area this typically occurs at roughly twice the foundation width — and whichever criterion gives the greater depth governs.
4
Judgement: if soft compressible clay is still being logged at 21 m, keep going. The rules give a starting depth, not permission to stop.
Answer: About 21 m as a first estimate, extended if weak strata continue below that depth.
Example 3

Is This Sampler Good Enough?

Problem: A thin-walled tube has outside diameter 76.2 mm and inside diameter 73.0 mm. Compute the area ratio and state whether it is suitable for consolidation testing.

1
\( A_R = \dfrac{D_o^2-D_i^2}{D_i^2}\times100 = \dfrac{76.2^2-73.0^2}{73.0^2}\times100 \)
2
\( = \dfrac{5806.4-5329.0}{5329.0}\times100 = \dfrac{477.4}{5329.0}\times100 = 8.96\% \)
3
8.96% < 10%, so disturbance is acceptable for undisturbed testing.
Answer: AR = 9.0% — suitable. For contrast, a standard split-spoon sampler has AR above 100%, which is why its samples can only ever be used for classification.
11

Quick Reference & Quick Check

SPT hammer63.5 kg falling 760 mm
SPT N valueblows for 2nd + 3rd 150 mm
Energy correctionN₆₀ = NηHηBηSηR/60
Overburden factorCN = √(pa/σ'₀), sand only
Relative densityDr ≈ √((N₁)₆₀/60)
Friction angleφ' ≈ 27.1 + 0.3(N₁)₆₀ − 0.00054(N₁)₆₀²
Area ratio(Do²−Di²)/Di² × 100 ≤ 10%
Sowers' depth ruleDb = C·S0.7
Stress depth rulebore until Δσ ≤ 0.1q
CPT friction ratioFr = fs/qc × 100%

1. Why is the blow count from the first 150 mm of SPT penetration discarded?

2. Two identical sands are tested, one at 3 m and one at 15 m. The deeper gives a much higher N. What does the overburden correction do?

3. You need Cc and cv for a settlement analysis. Which sample will do?

4. Drilling meets refusal at 8 m. Is it safe to conclude bedrock has been reached?